Financial Advisor Bonds,
Blue Sky Bonds &
Investment Advisor Bonds

Financial Advisor and Investment Advisor Bonds are required by most states in order to guarantee that financial and investment advisors comply with the state's respective rules and regulations governing this license. While definitions may vary slightly by state, these advisors are broadly defined as individual who for compensation provide advice to others regarding the investment of funds or the creation of wealth to be needed in the future, and who present themselves as qualified to perform these functions. Such advisors clearly have a fiduciary duty to their clients.

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What are Blue Sky Bonds?

While closely related to Financial Advisor Bonds, Blue Sky Bonds are required more specifically to regulate the sale of securities governed by Blue Sky Laws. These bonds guarantee that security dealers do not sell fradulent securities.

High Risk Programs

Lance Surety Bond Associates is able to offer some of the lowest rates in the industry to applicants with less than perfect credit scores. We're able to approve over 99% of applicants instantly through our online application!